Application
Please fill out application completely.
(Fields marked with a red asterick
*
are required for a successful submission.)
*
First Name:
*
Last Name:
Email Address:
*
Home Phone Number:
Cell Phone Number:
Work Phone Number:
Ext:
Check box for discreet
*
Address:
*
City:
*
State:
*
Zip:
Current Employer:
Work Location:
Select
Silicon Valley/San Jose
Silicon Valley/Pennisula
San Fran
Oakland/East Bay
Long Beach
Orange County
Anaheim/Huntington Beach
San Diego
Downtown LA
West LA
Pasadena/San Fernando Valley
Job Title:
Select
Portfolio Manager
Compliance Officer
Compliance Administrator
HR Manager
HR Generalist
Registered Sales Assistant
Marketing Associate
Non-Registered Sales Assistant
Wholesaler
Trader - Equity
Trader - Fixed Income
Operations Manager
Assistant Ops Manager
Wire Operator
Cashier
Executive Secretary
Analyst
Financial Consultant
Portfolio Administrator
Fund Accountant
Sales
Other:
Salary:
(e.g. 50,000)
Bonus / Commission:
(e.g. 5,000)
Total Compensation:
(e.g. 55,000)
Reason for leaving:
*
Highest Education:
High School
Some College
Community College
College
*
Degrees, Certifications, Licenses:
BA
BS
MA
MBA
Ph.D
CFA
CFP
CLU
CPA
MIM
NASD Series 3
NASD Series 4
NASD Series 6
NASD Series 7
NASD Series 8
NASD Series 9 & 10
NASD Series 14
NASD Series 14a
NASD Series 16
NASD Series 24
NASD Series 26
NASD Series 27
NASD Series 53
NASD Series 55
NASD Series 62
NASD Series 63
NASD Series 65
NASD Series 66
NASD Series 72
To select more than one,
hold down the "CTRL" key
while selecting
List any additional skills:
*
Desired Position:
Select
Portfolio Manager
Compliance Officer
Compliance Administrator
HR Manager
HR Generalist
Registered Sales Assistant
Marketing Associate
Non-Registered Sales Assistant
Wholesaler
Trader - Equity
Trader - Fixed Income
Operations Manager
Assistant Ops Manager
Wire Operator
Cashier
Executive Secretary
Analyst
Financial Consultant
Portfolio Administrator
Fund Accountant
Sales
Other:
*
Desired Salary:
(e.g. 60,000)
*
Are you willing to travel?
Select
Not at all
25% of the time
50% of the time
75% of the time
All the time
How soon are you ready to leave?
Select
Now
1-3 Months
3-6 Months
6-12 Months
Over 1 Year
We send out a job list via email of all our current positions. Would you like to be added to the list?
Yes:
No:
Please upload your resume
as a WORD document
*
US Citizen
Yes:
No:
*
If applicable, is your U-4 clear?
Yes:
No:
If no, please explain: